Tag: sec

E-Trade May Ban Keith Gill of GameStop Meme Stock Fame
E-Trade is considering a possible ban of Keith Gill, the meme stock trader who has been responsible for sending GameStop's stock soaring....
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Unity CTO Marc Whitten Is Resigning
Another Unity executive is resigning in the wake of the company's licensing debacle, with company CTO Marc Whitten on his way out....
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Health Data of Up to 11 Million Accessed by Hackers in MOVEit Breach
Maximus, a US government contractor, says the health data of up to 11 million individuals was accessed by hackers exploiting a MOVEit zero-day flaw....
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SEC’s New Rules Require Businesses to Disclose Cybersecurity Incidents Within Days
The Security and Exchange Commission has adopted new rules that require companies to disclose cybersecurity incidents within four business days of discover...
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SEC Fines JPMorgan $4 Million For Accidentally Deleting Records
The Security and Exchange Commission announced it has fined JPMorgan $4 million for accidentally deleting "approximately 47 million electronic communicatio...
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SEC Chair Gary Gensler: ‘We Don’t Need More Digital Currency’
In an interview with CNBC, chairman Gary Gensler didn't mince any words about his take on the crypto market, saying, "we don't need more digital c...
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SEC Sues Coinbase, Accusing It of Operating As An ‘Unregistered Securities Exchange’
The SEC has filed suit against another crypto exchange, targeting Coinbase and accusing it of running an "unregistered securities exchange."...
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Report: Companies Using Press Releases & SEC Filing Misdirection to Hide Bad News
A new report indicates many companies are using a combination of unrelated press releases and SEC filings to hide bad news....
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SEC Awards Record $279 Million to Whistleblower
The Securities and Exchange Commission just awarded its largest payout ever in a whistleblower case, to the tune of nearly $279 million....
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SEC Commissioner Hester Peirce Slams Agency’s Crypto Actions
SEC commissioner Hester Peirce has publicly slammed her agency for being "hostile to crypto" and a "paternalistic and lazy regulator."...
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Activision Blizzard Will Pay $35M Fine Over Multiple Violations
Activision Blizzard has reached an agreement with the SEC to pay a $35 million fine over disclosure controls and whistleblower violations....
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Morgan Stanley to Pay $35M Fine for Exposing 15M Customer Records
The Securities and Exchange Commission (SEC) has reached a deal with Morgan Stanley over the latter's failure to protect customer data....
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VMware Agrees to Settle With SEC Over Fraud Charges
VMware has agreed to a settlement with the Securities and Exchange Commission (SEC) over fraud charges....
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Elon Musk’s Twitter Cancellation Letter
Sometimes legal letters can be an interesting read! Elon Musk's cancellation letter to Twitter by his legal team may be a crushing blow to Twitter's busine...
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Baidu Warned it May Be Delisted Over Audit Concerns
Chinese search giant Baidu has been warned it may be delisted as a result of audit concerns. Baidu is...
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